SECURITIES LAW

The SEC's EDGAR Database

• Recent U.S. Supreme Court Securities Law Decisions at the Legal Information Institute ("LII")
• Recent Appellate Court Securities Law Decisions at LII

• Securities Act of 1933 (U.S. Code, Title 15, Chap. 2A) | [alt. link]
• Securities Act of 1934 (U.S. Code, Title 15, Chap. 2B) | [alt. link]
• Securities Investor Protection Act (U.S. Code, Title 15, Chp. 2B-1)
• Investment Company Act of 1940

• CFR: Securities and Exchange Commission (Code Fed. Reg., Title 17, Chap. II)

• General Rules and Regulations promulgated under the Securities Act of 1933
  • General Rules (Rules 100 - 215)
  • Regulation A-R - Special Exemptions (Rule 236)
  • Regulation A - Conditional Small Issues Exemption (Rules 251 - 346)
  • Regulation C - Registration (Rules 400 - 498)
  • Regulation D - Rules Governing the Limited Offer and Sale of Securities Without Registration under the Securities Act of 1933 (Rules 501 - 508)
  • Regulation E - Exemption for Securities of Small Business Investment Companies (Rules 601 - 701)
  • Other Exemptions - Exemptions for Cross-Border Rights Offerings, Exchange Offers and Business Combinations (Rules 800 - 802)
  • Regulation S - Rules Governing Offers and Sales Made Outside the United States Without Registration Under the Securities Act of 1933 (Rules 901 - 905)
  • Regulation CE - Coordinated Exemptions for Certain Issues of Securities Exempt under State Law (Rule 1001)
• Selected forms prescribed under the Securities Act of 1933
• General Rules and Regulations promulgated under the Securities Act of 1934
  • Rules of General Application (Rules 0-1 to 0-11)
  • Definition of "Equity Security" as Used in Sections 12(g) and 16. (Rules 3a4-1 to 3a11-1)
  • Miscellaneous Exemptions (Rules 3a12-1 to 3a51-1)
  • Definitions (Rules 3b-1 to 3b-11)
  • Registration and Exemption of Exchanges (Rules 6a-1 to 6a-3)
  • Hypothecation of Customers' Securities (Rule 8c-1 to 9b-1)
  • Short Sales (Rules 10a-1 to 10a-2)
  • Manipulative and Deceptive Devices and Contrivances (Rules 10b-1 to 10b-21)
  • Reports under Section 10A (Rule 10A-1)
  • Adoption of Floor Trading Regulation (Rules 11a-1 to 11a2-2(T))
  • Adoption of Regulation on Conduct of Specialists (Rule 11b-1)
  • Exemption of Certain Securities from Section 11(d)(1) (Rules 11d1-1 to 11d1-2)
  • Registration of Securities Information Processors (Rules 11Aa2-1 to 11Ac1-4)
  • Securities Exempted from Registration (Rules 12a-4 to 12a-7)
  • Regulation 12B - Registration and Reporting (Rules 12b-1 to 12b-36)
  • Certification by Exchanges (Rules 12d1-1 to 12d1-6)
  • Suspension of Trading, Withdrawal, and Striking from Listing and Registration (Rules 12d2-1 to 12d2-2)
  • Unlisted Trading (Rules 12f-1 to 12f-7)
  • Extensions and Temporary Exemptions; Definitions (Rules 12g-1 to 12g5-2; 12h-1 to 12h-4)
  • Regulation 13A - Reports of Issuers of Securities Registered Pursuant to Section 12 (Rules 13a-1 to 13a-17; 13b1 to 13b2-2; 13d-1 to 13d-102; 13e-1 to 13e-102; 13f-1)
  • Regulation 13b-2: Maintenance of Records and Preparation of Required Reports (Rules 13b1 to 13b2-2)
  • Regulation 13D (Rules 13d-1 to 13d-102; 13e-1 to 13e-102; 13f-1 to 13f-2(T))
  • Regulation 14A - Solicitations of Proxies (Rules 14a-1 to 14b-2)
  • Regulation 14C - Distribution of Information pursuant to Section 14C (Rules 14c-1 to 14c-101)
  • Regulation 14D (Rule 14d-1 to Schedule 14D-9F)
  • Regulation 14E (Rules 14e-1 to 14f-1)
  • Exemption of Certain Securities from Section 15(a) (Rules 15a-2 to 15a-5)
  • Registration of Brokers and Dealers (Rules 15a-6 to 15b9-1)
  • Rules relating to Over-the-Counter Markets (Rules 15c1-1 to 15c6-1)
  • Regulation 15D: Reports of Registrants under the Securities Act of 1933 (Rules 15d-1 to 15g-100)
  • National and Affiliated Securities Associations (Rules 15Aa-1 to 15Bc7-1)
  • Registration of Government Securities Brokers and Government Securities Dealers (Rules 15Ca1-1 to 15Cc1-1)
  • Reports of Directors, Officers, and Principal Shareholders (Rules 16a-1 to 16a-13)
  • Exemption of Certain Transactions from Section 16(b) (Rules 16b-1 to 16b-8)
  • Exemption of Certain Transactions from Section 16(c) (Rules 16c-1 to 16c-4)
  • Arbitrage Transactions (Rule 16e-1)
  • Preservation of Records and Reports of Certain Stabilizing Activities (Rules 17a-1 to 19h-1)
  • Inspection and Publication of Information Filed under the Act (Rules 24b-1 to 31-1)
    
• Selected forms prescribed under the Securities Act of 1934
• General rules and regulations promulgated under the Investment Company Act of 1940
• Regulation M and ATS
• Regulation S-K
• Regulation S-B
• Regulation S-X
• Regulation S-T

• Uniform Securities Act

• Securities and Exchange Commission (SEC)
  • Current SEC Rulemaking - Proposed & Final Rules
  • SEC News Digests & Public Statements
  • SEC Enforcement Division
• EDGAR Database - The SEC's Electronic Data Gathering, Analysis, & Retrieval System
  • Search the EDGAR Database

• International Organization of Securities Commissions
• North American Securities Administrators Association

• American Stock Exchange
• Boston Stock Exchange
• Chicago Board Options Exchange
• Chicago Stock Exchange
• NASD, Inc.
• The Nasdaq Stock Market, Inc.
• NASD Regulation, Inc.
• New York Stock Exchange
• Pacific Exchange
• Philadelphia Stock Exchange
• Municipal Securities Rulemaking Board

• Depository Trust Company
• Mortgage Backed Securities Clearing Corporation
• National Securities Clearing Corporation
• Options Clearing Corporation

• Financial Accounting Standards Board
• International Accounting Standards Committee

• ABA Business Law Section
• ABA Business Law Section Electronic Financial Services Resources Subcommittee - Securities Offerings and Trading Library
• Bennett Jones’ Internet Securities Watch - Summer of 2000.
• Center for Corporate Law - from the University of Cincinnati College of Law.
• Chapter 11 Venue Choice by Large Public Companies
• CorpFiNet
  • The Electric Prospectus - Securities Law
• Corporate & Securities Forms
• CyberSecuritiesLaw.com
• EnforceNet.com
• Finance and Insurance Resources
• Global Securities Information
• Internet and Securities Law Articles - from Rule 506.com
• Internet-Related Announcements - from the SEC
• Internet-Related Litigation Announcements - from the SEC
• Japonica Interacive Network
• Legal Information Institute (LII) Corporations Law Materials
• Milberg Weiss Securities Class Action Designated Internet Site
• National Association of Bond Lawyers
• The North American Securities Administrators Association, Inc. (NASAA)
• Pike & Fischer Internet Law & Regulation: Securities Law Resource
• PricewaterhouseCoopers Securities Litigation
• Rule 506 Private Placements for Sophisticated Investors Site
• Schulte Roth & Zabel Securities Law / Internet Web Page
• Securities Arbitration Information
• Securities Class Action Clearinghouse
• Securities Fraud & Investor Protection
• Securities Law Home Page
  • The Securities Law Letter
• The Securities Lawyer's Deskbook
• Securities Litigation
• Securities Registration Depository
• Security APL Stock Price Quoteserver
• Social Science Research Network
• StockMaster
• Stocks & Securities: Defrauded Investors
• Tech Law Journal: Securities News
• 10-K Wizard EDGAR Access and Search

MegaLaw.com® is a registered trademark of MegaLaw.com, LLC.

Copyright © 2000 - 2004 MegaLaw.com, LLC
All rights reserved.